| 09-02035 | 06/03/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Ronald Feldstein, Mara Capital Management
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Norman J. Reich, Mary Ellen Burns, Andrew J. Gerber
Hearing Site: New York, NY
| | Stipulated Award |
| 09-00005 | 05/27/2010 | Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Marc J. Ross
Respondent(s): Gary Melius, John Donahue, Roger Bahnik
Respondent Lawyers(s): Bryan T. Mohler, Marc J. Ross
Arbitrator(s): Joseph B. Russell, Mary Ellen Burns, Scott W. Mulford
Hearing Site: New York, NY
|  | $0 |
| 09-06184 | 04/27/2010 | Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): David Polifroni
Respondent Lawyers(s): David W. Polifroni
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 09-05199 | 03/24/2010 | Claimant(s): Rohinton Bulsara
Claimant Lawyers(s): Rohinton B. Bulsara
Respondent(s): First Asian Securities Corporation
Respondent Lawyers(s): Venketachalam Parameswaran
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 08-03462 | 03/18/2010 | Claimant(s): Nagai Rajendran
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Emmett A Larkin Company.
Respondent Lawyers(s): Jonathan Jacobson
Arbitrator(s): John J. Witkowski, Veera V. Konka, Mary Ellen Burns
Hearing Site: New York, NY
| | $388,560 |
| 09-01805 | 11/30/2009 | Claimant(s): Merlin Securities
Claimant Lawyers(s): Jonathan W. Hughes
Respondent(s): Traunche Global Micro Fund
Respondent Lawyers(s): Evan A. Vaughan
Arbitrator(s): Eva H. Posman, Eric S. Hutner, Mary Ellen Burns
Hearing Site: New York, NY
| | $0 |
| 07-02607 | 12/12/2008 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Xiomara Corral
Respondent(s): Thomas Kilkenny
Respondent Lawyers(s): Thomas J. Kilkenny
Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer
Hearing Site: New York, NY
| | |
| 07-03437 | 10/27/2008 | Claimant(s): Darlene Vietri, IRA
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Louis Liberatore
Respondent Lawyers(s): Louis John Liberatore
Arbitrator(s): Mary Ellen Burns, Alexander Yaroslavsky, Howard L. Haykin
Hearing Site: New York, NY
| | $47,650 |
| 07-02992 | 03/04/2008 | Claimant(s): Margaret Lyon
Claimant Lawyers(s): Margaret C. Lyon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Amy M. Fritsky
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 06-02862 | 10/03/2007 | Claimant(s): Jacob Niremberg
Claimant Lawyers(s): Isaac Schlesinger
Respondent(s): NYLife Securities LLC, George Gordon
Respondent Lawyers(s): Christopher S. Rooney
Arbitrator(s): Norman B. Arnoff, Mary Ellen Burns, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
