FINRA Awards for Carole M. Crosby

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00726	11/13/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Alison Janke Respondent Lawyers(s): Alison Janke Arbitrator(s): Carole M. Crosby Hearing Site: Tampa, FL
10-02041	10/07/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Pamela Lonzo Respondent Lawyers(s): Pamela M. Olah Arbitrator(s): Carole M. Crosby Hearing Site: Chicago, IL
08-03976	08/12/2010	Claimant(s): Ila Mellul Claimant Lawyers(s): Lawrence Rosen Respondent(s): David Marcus, M Holdings Securities. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Carole M. Crosby, James F. Carlson, Daniel Baruch Lidawer Hearing Site: Chicago, IL		Stipulated Award and Expungement
08-00844	12/11/2009	Claimant(s): David Aquilina Claimant Lawyers(s): Daniel W. Rucker Respondent(s): Daniel Mooradian, Gary Jbara, Citigroup Global Markets., Jessie Collins-Rehil, Lewis Walterhouse, Mark Rogers, Robert Bradley, Thomas Welch Respondent Lawyers(s): Jerry M. Santangelo Arbitrator(s): Jeffry M. Bauer, Carole M. Crosby, Harold Hood Hearing Site: Detroit, MI
06-03445	04/08/2008	Claimant(s): Schultz Investment Advisors Incorporat Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan Hearing Site: Detroit, MI