FINRA Awards for Mary C. Kelleher

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-00950	03/21/2012	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Karl Hahn Respondent Lawyers(s): Karl E. Hahn Arbitrator(s): Mary C. Kelleher Hearing Site: Manchester, NH
10-04306	01/23/2012	Claimant(s): Candace Roderick, Kayla Ann Roderick Trust, Olive M. Larwrence Trust Claimant Lawyers(s): Joseph Fogel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John K. Wells Arbitrator(s): Mary C. Kelleher, Christine Armstrong, James R. Collins Hearing Site: Boston, MA		Expungement
11-00773	11/30/2011	Claimant(s): Gerard Bianco, Gabriella Bianco Claimant Lawyers(s): Gerard Bianco Respondent(s): James Rapuano, GunnAllen Financial Respondent Lawyers(s): Frederick Kraus, James Michael Rapuano Arbitrator(s): Mary C. Kelleher Hearing Site: Hartford, CT		$31,696
09-05049	05/26/2011	Claimant(s): Fred Dinkin and Carol J. McKinnon Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Michael A. Balascio Arbitrator(s): Mary C. Kelleher, David Ellis, Stephen Z. Frank Hearing Site: Manchester, NH		$45,000
08-04123	06/08/2010	Claimant(s): Scott Thayer Claimant Lawyers(s): Elliott L. Epstein Respondent(s): Richard Liberty, Commonwealth Financial Network Respondent Lawyers(s): Steven L. Manchel Arbitrator(s): Mary C. Kelleher, Jack A. Marshall, Shari B. Broder Hearing Site: Augusta, ME		$0
06-04502	07/01/2008	Claimant(s): Janet MacLean Claimant Lawyers(s): Paul M. Glickman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Matthew C. Applebaum Arbitrator(s): Mary C. Kelleher Hearing Site: Boston, MA