| 10-03244 | 07/16/2015 | Claimant(s): Michael Hirsch, Robyn Hirsch, Hirsch, LLP
Claimant Lawyers(s): Mark D. Schwartz
Respondent(s): Securities America., Marc Scudillo
Respondent Lawyers(s): Bruce M. Bettigole
Arbitrator(s): Elliot B. Platt, Edward Blumstein, Glenn J. Hansen
Hearing Site: Philadelphia, PA
|  | $552,693 |
| 10-05689 | 07/11/2012 | Claimant(s): Louis Micciulla
Claimant Lawyers(s): David C. Franceski
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Martin S. Chester
Arbitrator(s): Edward Blumstein, William W. Lowe, Robert C. Scanlan
Hearing Site: Philadelphia, PA
| | |
| 10-05581 | 08/15/2011 | Claimant(s): Albert and Elizabeth Douglas
Claimant Lawyers(s): Walter A Gilmore
Respondent(s): Stifel, Nicolaus & Co.., Peter Piccinini, Janney Montgomery Scott LLC
Respondent Lawyers(s): Carrie L. Chelko, Jeffrey C. Primiano
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | $0 |
| 08-04394 | 02/28/2011 | Claimant(s): Marvin Levin and Stefani Levin
Claimant Lawyers(s): Deborah R. Gross
Respondent(s): David Kay, Ralph Wileczek
Respondent Lawyers(s): Paula D. Shaffner, Ralph Wileczek
Arbitrator(s): Edward Blumstein, Robert W. Ratti, Kathleen L. Daerr-Bannon
Hearing Site: Philadelphia, PA
| | $0 |
| 10-02498 | 12/20/2010 | Claimant(s): Dean & Tonia Kaufman
Claimant Lawyers(s): Dean Kaufman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | $88 |
| 09-01792 | 12/31/2009 | Claimant(s): Anne Moman, Guy Moman
Claimant Lawyers(s): Charles A McCallum
Respondent(s): Morgan Keegan & Company., William Hutchison
Respondent Lawyers(s): Stephen A. Rowe
Arbitrator(s): Ruth C. Adrian, Edward Blumstein, Barry Rabinowitz
Hearing Site: Birmingham, AL
| | $44,955 |
| 06-05265 | 02/27/2009 | Claimant(s): William Gomez
Claimant Lawyers(s): William J. Clements
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Cornelius C. Clancy, Edward Blumstein, Ronald J. Bolognese
Hearing Site: Philadelphia, PA
| | |
