Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02665 | 05/18/2017 | Claimant(s): Mark Owens Claimant Lawyers(s): Jennifer Tarr Respondent(s): Joseph Quinzi, Philip Sparacino, Thomas Myers, Alexander Capital, L.P. Respondent Lawyers(s): Ian J. Frimet, Joseph Dominick Quinzi, Thomas Alexander Myers Arbitrator(s): Barry Goldman Hearing Site: Des Moines, IA |  | $0 |
| 16-01266 | 05/16/2017 | Claimant(s): Janice Leckey Claimant Lawyers(s): Mark Shepard Respondent(s): Fragasso Financial Advisors Respondent Lawyers(s): James A. McGovern Arbitrator(s): Barry Goldman Hearing Site: Pittsburgh, PA | | $0 |
| 15-03309 | 01/18/2017 | Claimant(s): Laudine L. Ploetz, 1985 Trust Claimant Lawyers(s): Michael S. MacDonald Respondent(s): Morgan Stanley Respondent Lawyers(s): Ryan G. Fant Arbitrator(s): Barry Goldman, Jeffrey W. Jacobs, Alain Frecon Hearing Site: Minneapolis, MN | | $0 |
| 16-01874 | 12/08/2016 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Kay Oskvig Respondent(s): Richard Ward Respondent Lawyers(s): Richard Leon Ward Arbitrator(s): Barry Goldman Hearing Site: Pittsburgh, PA | ||
| 16-01801 | 11/04/2016 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Charles Jenkins Respondent Lawyers(s): Charles Jenkins Arbitrator(s): Barry Goldman Hearing Site: Pittsburgh, PA | ||
| 16-00054 | 07/25/2016 | Claimant(s): David McCormick, Ellen McCormick Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew E. Gelfand Arbitrator(s): Barry Goldman Hearing Site: Pittsburgh, PA | | $0 |
| 16-00296 | 06/23/2016 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Paidemoyo Charasika Respondent Lawyers(s): Paidemoyo Brian Charasika Arbitrator(s): Barry Goldman Hearing Site: Louisville, KY | ||
| 13-03347 | 08/25/2015 | Claimant(s): Michael Valenti Claimant Lawyers(s): Michael Hill Respondent(s): Legend Securities. Respondent Lawyers(s): David Jarvis Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI | | Stipulated Award |
| 12-00512 | 06/19/2015 | Claimant(s): Eugene Doskocz, Fiona Doskocz Claimant Lawyers(s): Anthony Trogan Respondent(s): A.G. Edwards & Sons., Sigma Financial Corporation Respondent Lawyers(s): Brent J. Burtin, Jonathan M. Sterling Arbitrator(s): Barry Goldman, Kendall B. Perry, William Joseph Caprathe Hearing Site: Detroit, MI | | $80,000 |
| 14-02699 | 05/29/2015 | Claimant(s): Gerald Smigelski Claimant Lawyers(s): Adam M. Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI | | $163 |