| 09-07051 | 03/11/2011 | Claimant(s): Ross Carter and Jane Carter
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Diana A. Weiner, Jason D. White, Oliver J. Janney
Hearing Site: Tampa, FL
|  | Expungement |
| 09-06267 | 01/27/2011 | Claimant(s): Arthur Rodriguez
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Edith N. Dinneen, Michael William Landsberg, Oliver J. Janney
Hearing Site: Tampa, FL
| | $0 |
| 06-04374 | 10/15/2007 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Andrew Starostecki, James Gutner, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Andrew Starostecki, Michael A. Gross, Robert Persante
Arbitrator(s): Robert J. Morris, Alfred Brunette, Oliver J. Janney
Hearing Site: Tampa, FL
| | |
| 06-01056 | 08/03/2007 | Claimant(s): Harland L. Beers Rollover IRA
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Legg Mason Wood Walker
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): John Steve Azadian, Russell W. Merriman, Oliver J. Janney
Hearing Site: Tampa, FL
| | Stipulated Award |
