| 08-00727 | 09/04/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randy Koontz
Respondent Lawyers(s): Kenneth R. Shemin
Arbitrator(s): Paul Mann, M. Eileen Dorsey, Ronald R. Wilhelm
Hearing Site: Little Rock, AR
| | |
| 08-02148 | 07/28/2009 | Claimant(s): Barry Bradshaw, Phyllis Bradshaw, Barry K. and Phyllis J. Bradshaw Trust
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): David B. Coates, Mark A. Myers, Edward A. Nelson
Hearing Site: Little Rock, AR
|  | $0 |
| 08-00869 | 07/02/2009 | Claimant(s): D. Blevins
Claimant Lawyers(s): James H. Penick
Respondent(s): Charles White, SAL Financial Services. d/b/a Stern, Sterne Agee & Leech.
Respondent Lawyers(s): Latanishia Watters
Arbitrator(s): David B. Coates, J. Maxwell Williams, William Wright Willis
Hearing Site: Little Rock, AR
| | |
| 08-00491 | 05/22/2009 | Claimant(s): Louis Velez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl Burkhalter
Arbitrator(s): David B. Coates, Michael E. Rohde, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $75,000 |
| 08-01919 | 02/02/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Jimmie Thompson
Respondent Lawyers(s): Jimmie W. Thompson
Arbitrator(s): Hal F. Lewis
Hearing Site: Little Rock, AR
| | |
| 08-00432 | 11/24/2008 | Claimant(s): Harold Sweet and Georgia Sweet
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): David B. Coates, John A. Davis, Jay R. Robinson
Hearing Site: Little Rock, AR
| | $85,000 |
| 07-03505 | 11/24/2008 | Claimant(s): Russell Clark, Pauline Clark Revocable Trust
Claimant Lawyers(s): James H. Penick
Respondent(s): John Fortenberry, Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Chet Roberts, David B. Coates, Hugh J. Moore
Hearing Site: Little Rock, AR
| | $0 |
| 07-02917 | 10/30/2008 | Claimant(s): Gertrude McLean
Claimant Lawyers(s): Robert G. McLean
Respondent(s): Matthew Clark, Morgan Keegan & Company., Timothy Dumas
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Hugh J. Moore
Hearing Site: Little Rock, AR
| | $500 |
| 07-01594 | 03/10/2008 | Claimant(s): William Ralston
Claimant Lawyers(s): William R. Ralston
Respondent(s): Andra Dillard, Delta Trust Investments.
Respondent Lawyers(s): Nate Coulter
Arbitrator(s): Chet Roberts, Rudy A. Martin, Jay R. Robinson
Hearing Site: Little Rock, AR
| | $0 |
| 06-05117 | 11/05/2007 | Claimant(s): Jack Shirley
Claimant Lawyers(s): Stephen Fisher
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Thomas E. Reddin
Arbitrator(s): J. Maxwell Williams, Paul Michael Secunda
Hearing Site: Little Rock, AR
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