Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00904 | 11/13/2019 | Claimant(s): Juan Angel Rodriguez, Myriam Gonzalez Claimant Lawyers(s): Lawrence Bradley Hancock Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Maryanne M. Esser, Malcolm Edwin Whittaker, Allan R. Lazor Hearing Site: Houston, TX |  | $1,554,840 |
| 17-02725 | 04/12/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Quan Luu Respondent Lawyers(s): Quan The Luu Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 17-02727 | 04/03/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Anthony Bui Respondent Lawyers(s): Anthony Thuy Bui Arbitrator(s): Hearing Site: Houston, TX | ||
| 16-00451 | 01/19/2018 | Claimant(s): Douglas Murrill Claimant Lawyers(s): Kimberly Chavers Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Robert L. Rolnick, Allan R. Lazor, Kimberlee Kovach Hearing Site: Houston, TX | ||
| 17-00116 | 12/14/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Justin Ward Respondent Lawyers(s): Justin Garrett Ward Arbitrator(s): Eric R. Benton Hearing Site: Houston, TX | ||
| 16-00509 | 06/14/2017 | Claimant(s): Next Financial Group. Claimant Lawyers(s): Jack D. Ballard Respondent(s): Erryn Barkett Respondent Lawyers(s): Sean M. Golden Arbitrator(s): Christopher M. McMurray, Alison Wright Feehan, Peter B. Loewenberg Hearing Site: Richmond, VA | ||
| 16-02029 | 05/22/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Robyn Fain Respondent Lawyers(s): Joshua F. Bugos Arbitrator(s): Theron L. Vanlandingham, Allan R. Lazor, Brian James Tagtmeier Hearing Site: Oklahoma City, OK | ||
| 15-03489 | 03/27/2017 | Claimant(s): James Robertson Claimant Lawyers(s): Mike Aduddell Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Larry J. Sklar, Brian James Tagtmeier, Julie Marie Miller Hearing Site: Houston, TX | ||
| 16-02646 | 03/08/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Lejo Abraham Respondent Lawyers(s): Lejo Abraham Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 16-01885 | 12/27/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Jose Landin Respondent Lawyers(s): Jose A. Landin Arbitrator(s): Michael Louis Goldstone Hearing Site: Houston, TX |