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FINRA Awards for Mary C. Davis

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Displaying 21-25 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0192202/27/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brent Burrows
Respondent Lawyers(s): Otto K. Hilbert
Arbitrator(s): Mary C. Davis
Hearing Site: Denver, CO
09-0676901/14/2013Claimant(s): Clearone Communications.
Claimant Lawyers(s): James E. Magleby
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): Mary C. Davis, Donald Dreyfus, Brian Arnett Lebrecht
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
11-0018610/01/2012Claimant(s): Thomas Farnsworth
Claimant Lawyers(s): Stephen D. Hill
Respondent(s): Adam Sclafani
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Mary C. Davis
Hearing Site: Denver, CO
Checkmark Icon$56,464
07-0301207/13/2009Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Roger May
Respondent Lawyers(s): Thomas D. Birge
Arbitrator(s): Arthur E. Otten, Mary C. Davis, Patricia Mary Vondra
Hearing Site: Denver, CO
08-0109903/27/2009Claimant(s): Donald Demmy
Claimant Lawyers(s): Jeffrey J. Scott
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Samuel E. Wing, Gerald K. Moore, Mary C. Davis
Hearing Site: Denver, CO
Checkmark Icon$0

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