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FINRA Awards for Philadelphia, PA

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Displaying 621-624 out of 624 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0512510/23/2007Claimant(s): Morgan Stanley DW Inc., Morgan Stanley Funding Services Corp.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Daniel Silverberg
Respondent Lawyers(s): Scott F. Griffith
Arbitrator(s): Andrew W. Davitt, Peter D. Shelp, Jay F. Frascella
Hearing Site: Philadelphia, PA
05-0252110/18/2007Claimant(s): Brenda Caswell, Gail Carlson, George Finkbiner, Herbert Hansen, Jane Hoffman, Jane Kercheval, Joyce Alo, Kendall Kelly, Kenneth Caswell, Margaret Huyler, Marguerite Edwards, Ralph Carlson, Rosemary O'Donnell, Earl Kercheval, Elizabeth Hansen, Estate of Eileen McCardle, Antonio and Bernardina Augusto, Frederick and Diane Burmeister, Harold and Janet Bennett, Davison Rugs Profit Sharing Trust
Claimant Lawyers(s): Brian A. Carlis, Richard D. DeVita
Respondent(s): Royal Alliance Associates., Comprehensive Asset Mgmt and Servicing
Respondent Lawyers(s): Brian A. Carlis, Erika L. Altman
Arbitrator(s): Ronnie Edward Nichols, Robert T. Kelly, Suzanne Levin Wolfson
Hearing Site: Philadelphia, PA
Checkmark Icon$125,423
05-0470209/27/2007Claimant(s): Anthony Petchalonis
Claimant Lawyers(s): Barry H. Dyller
Respondent(s): Gary Crisci, Merrill Lynch Pierce Fenner & Smith Inc., Scott Hartshorn
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Blaine S. Greenfield, Michael D. Neft, Nickolas F. Monteforte
Hearing Site: Philadelphia, PA
Checkmark Icon$0
05-0308608/01/2007Claimant(s): Polina Tertyshnaya, Alexander Tertyshny
Claimant Lawyers(s): Brian Kennedy
Respondent(s): VFinance Investments.
Respondent Lawyers(s): Adam H. Smith
Arbitrator(s): John W. Lear, Russell Stine Heckler, Jerry G. Kos
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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