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FINRA Awards for Philadelphia, PA

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Displaying 431-440 out of 624 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0238811/08/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): David W. Schmidt
Respondent(s): Christopher Babcock
Respondent Lawyers(s): Christopher Babcock
Arbitrator(s): E. William Pastor
Hearing Site: Philadelphia, PA
12-0347810/23/2012Claimant(s): Marianne Shetzline
Claimant Lawyers(s): David Valicenti
Respondent(s): Scott McElhenny
Respondent Lawyers(s): Scott D. McElhenny
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
Checkmark Icon$150,000
11-0268010/18/2012Claimant(s): Saundra Genoni
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas Durkin
Respondent Lawyers(s): Amy M. Fritsky
Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Esq., Timothy James Potero
Hearing Site: Philadelphia, PA
12-0018610/18/2012Claimant(s): James Rice
Claimant Lawyers(s): James Arthur Rice
Respondent(s): Christopher Kau
Respondent Lawyers(s): Christopher George Kau
Arbitrator(s): Margaret Mary Crumley
Hearing Site: Philadelphia, PA
12-0173910/16/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Lynn De Vasto
Respondent Lawyers(s): Lynn Anne De Vasto
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
12-0137110/16/2012Claimant(s): Carl Davis
Claimant Lawyers(s): David M. White
Respondent(s): John Miller
Respondent Lawyers(s): John Stenning Miller
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206
12-0195209/28/2012Claimant(s): David Phillipes, Deanna Phillipes, IRA, David Phillipes and Deanna Phillipes
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano, John Johnson
Respondent Lawyers(s): James Michael Rapuano, John Michael Johnson
Arbitrator(s): Edward F. Koren
Hearing Site: Philadelphia, PA
Checkmark Icon$75,000
10-0010008/30/2012Claimant(s): Jacqueline Chibbaro
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Philip Quigley
Respondent Lawyers(s): John Fialcowitz
Arbitrator(s): Bernard Herman, Court O. Anderson, Arthur Peter Bedrosian
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
12-0151908/23/2012Claimant(s): Alec Price
Claimant Lawyers(s): Carlos Ricca
Respondent(s): Lynn Schreiber, Neil Sperling
Respondent Lawyers(s): Kyle Kulzer
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
Expungement
12-0037308/15/2012Claimant(s): Mary Spuhler
Claimant Lawyers(s): Mary Beth Fisher Spuhler
Respondent(s): Louis Grammes
Respondent Lawyers(s): Stephen Moniak
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA

624 Results

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