Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02024 | 06/14/2013 | Claimant(s): Mark Francis Claimant Lawyers(s): Mark Francis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Elliot Berman Hearing Site: New York, NY |  | $0 |
| 12-01838 | 05/22/2013 | Claimant(s): Christopher Grabowski Claimant Lawyers(s): Christopher Grabowski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Seth H. Barsky Hearing Site: Detroit, MI | | $0 |
| 12-00525 | 05/03/2013 | Claimant(s): Robert Hetherington Claimant Lawyers(s): Robert Hetherington Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Robert Youdelman Hearing Site: New York, NY | | $0 |
| 11-04256 | 12/21/2012 | Claimant(s): Joseph Pappy Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Scott David Anton Hearing Site: Tampa, FL | | $47,366 |
| 11-01571 | 03/20/2012 | Claimant(s): Shari Weidenbaum, Walter Weidenbaum, Walter Weidenbaum IRA, Walter Weidenbaum Trust UA 4/25/02 Claimant Lawyers(s): Walter Wiedenbaum Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Marc T. Danon Hearing Site: Boca Raton, FL | | $75 |
| 11-00981 | 01/31/2012 | Claimant(s): Robert King Claimant Lawyers(s): Robert C. King Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Michael Lau Hearing Site: Boca Raton, FL | | $14,600 |
| 10-00736 | 01/06/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fisher Respondent(s): Kelly Hosek Respondent Lawyers(s): Michael F. Marlow Arbitrator(s): David A. Youngerman, Hugh J. Perry, Hollie M. Mason Hearing Site: Omaha, NE | ||
| 10-05433 | 07/12/2011 | Claimant(s): Adrian Suazo, Adriana Suazo Claimant Lawyers(s): Adriana E. Suazo Respondent(s): TD Ameritrade., Scottrade Inc. Respondent Lawyers(s): Hollie M. Mason, Niels P. Murphy Arbitrator(s): Harold S. Stern Hearing Site: Boca Raton, FL | | $0 |
| 10-03883 | 06/15/2011 | Claimant(s): Alan Klein, Ttee for Alan J Klein Trust Claimant Lawyers(s): Alan Klein Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Elliot Leitner Hearing Site: Chicago, IL | | $0 |
| 10-04238 | 04/11/2011 | Claimant(s): Farhad Shahidi Claimant Lawyers(s): Farhad Shahidi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | | $0 |