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FINRA Awards for Joseph J. Arata

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Displaying 41-43 out of 43 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0065601/28/2009Claimant(s): Peter Kearns
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Neonet Securities.
Respondent Lawyers(s): Jeffrey S. Boxer
Arbitrator(s): Joseph J. Arata, Edward Buscemi, Paul B. Glantz
Hearing Site: New York, NY
07-0277607/22/2008Claimant(s): Jose Fiquene Barbosa, Evoluon Empreendimentos, LTDA
Claimant Lawyers(s): Saboor H. AbdulJaami
Respondent(s): Claudio Izquierdo, Fabrizio Neves, UBS Financial Services Inc., UBS International.
Respondent Lawyers(s): Claudio Izquierdo, Jeoff M. Cahen, Kenneth G. Crowley
Arbitrator(s): Judith R. MacDonald, Joseph J. Arata, Eric P. Nachman
Hearing Site: New York, NY
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07-0030003/18/2008Claimant(s): Benjamin Thomas
Claimant Lawyers(s): Alexis Pollock
Respondent(s): Vinton Rollins, Shattuck Hammond Partners
Respondent Lawyers(s): William J. McSherry
Arbitrator(s): Arthur P. Fisch, Joseph J. Arata, Susan C. Lushing
Hearing Site: New York, NY

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