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FINRA Awards for Triad Advisors LLC

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0141504/20/2021Claimant(s): Russell Shurts
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Triad Advisors LLC, Joseph Michaletz
Respondent Lawyers(s): James A. McGovern, Scott Holcomb
Arbitrator(s): Charles G. Michaels, Marilyn R. Lewis, Eric Moutz
Hearing Site: Denver, CO
Checkmark IconExpungement
20-0296403/16/2021Claimant(s): Michael Capobianco
Claimant Lawyers(s): John A. Mangones
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
19-0334105/06/2020Claimant(s): Timothy Kenyon
Claimant Lawyers(s): Michael Lee
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Melissa Tarentino
Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Francine Barbara Colon
Hearing Site: Newark, NJ
19-0219003/18/2020Claimant(s): Christopher Holder
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Melissa Tarentino
Arbitrator(s): Frances Johnson Wright
Hearing Site: Birmingham, AL

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