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FINRA Awards for Michael S. Colombo

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Displaying 11-20 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0360204/24/2012Claimant(s): Frank Monte
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Silva Velez
Respondent Lawyers(s): Silva Alexander Velez
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY
11-0360103/28/2012Claimant(s): Frank Monte
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Oleske
Respondent Lawyers(s): Joseph Robert Oleske
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
11-0360003/23/2012Claimant(s): Frank Monte
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Richard Nelson
Respondent Lawyers(s): Richard John Nelson
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
10-0239406/22/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): David Matthews
Respondent Lawyers(s): David Dimuccio Matthews
Arbitrator(s): B. J. Krintzman
Hearing Site: Boston, MA
10-0558205/26/2011Claimant(s): United Planners' Financial Services of
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Richard Philipp
Respondent Lawyers(s): Richard J. Philipp
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Ft. Lauderdale, FL
10-0539703/23/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Gary Headding
Respondent Lawyers(s): Gary Headding
Arbitrator(s): Robert S. McConnell
Hearing Site: Los Angeles, CA
10-0357601/19/2011Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Russell Dolly
Respondent Lawyers(s): Russell Dolly
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Ft. Lauderdale, FL
10-0297001/13/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Patrick Yun
Respondent Lawyers(s): Joseph Bongiorno
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
10-0293012/31/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Deward Lawrence
Respondent Lawyers(s): Deward T. Lawrence
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
10-0210810/28/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Michael Shaw
Respondent Lawyers(s): Michael Shaw
Arbitrator(s): Leah A. Murray
Hearing Site: Dallas, TX

52 Results

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