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FINRA Awards for Bruce D. Oakes

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Displaying 31-33 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0230408/15/2008Claimant(s): Norman Hellerud
Claimant Lawyers(s): Patrick N. Keegan
Respondent(s): Bruce Oakes
Respondent Lawyers(s): Bruce D. Oakes
Arbitrator(s): Stephen R. Clark, James O. Johnson, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0185006/10/2008Claimant(s): Nicola Dellaquila
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): White Pacific Securities.
Respondent Lawyers(s): Robert T. Sullwold
Arbitrator(s): John Cleaveland Palmer, Joel P. Mellis, Wayne P. Greene
Hearing Site: New York, NY
Checkmark Icon$129,600
05-0555306/09/2008Claimant(s): William C. and Jeneanne C. Hyatt
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser
Hearing Site: Atlanta, GA
Checkmark Icon$30,695

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