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FINRA Awards for Oppenheimer & Co..

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Displaying 101-110 out of 309 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0222405/17/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Mark Schrader
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
17-0154904/26/2018Claimant(s): Peter Marketos
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
17-0307804/17/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Montaldo
Respondent Lawyers(s): Richard Frank Montaldo
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
17-0153704/05/2018Claimant(s): Peter Marketos
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates.
Respondent Lawyers(s): Ralph T. Izzo, Robert M. Rudnicki
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
17-0018802/26/2018Claimant(s): James Treacy, Nancy Treacy
Claimant Lawyers(s): Eric S. Hutner
Respondent(s): Edward Longridge, Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Louis H. Miron, Richard C. Antonelli, Howard Alan Grinsberg
Hearing Site: Newark, NJ
Checkmark Icon$300,300
17-0239902/08/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jeffrey Marchitto
Respondent Lawyers(s): Jeffrey Louis Marchitto
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
17-0233601/10/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Sean Rooney
Respondent Lawyers(s): Sean Peter Rooney
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
17-0216512/15/2017Claimant(s): Monda Hanna
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ralph Izzo
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
15-0229011/29/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Alex Perico
Respondent Lawyers(s): Alex G. Perico
Arbitrator(s): William E. Nuckel, Sandralin J. Kiss, Biagio A. Civale
Hearing Site: New York, NY
17-0182811/27/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Douglas Purcell
Respondent Lawyers(s): Lawrence Rubin
Arbitrator(s): Stephen Skardon
Hearing Site: Chicago, IL

309 Results

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