| 09-06883 | 05/02/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Daniel Carmo
Respondent Lawyers(s): Sean M. Sullivan
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | |
| 10-05012 | 05/02/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Teddy Ezzell
Respondent Lawyers(s): Teddy R Ezzell
Arbitrator(s): Dennis R. Frohlich
Hearing Site: Denver, CO
| | |
| 10-01040 | 04/25/2011 | Claimant(s): Demetrios Kamaris, Toni Kamaris
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Donald Whiteman, Charles F. Custer, Thomas F. Mahoney
Hearing Site: Chicago, IL
|  | $153,000 |
| 10-01844 | 04/25/2011 | Claimant(s): Kenneth Ayers, Kenneth P. Ayers Revocable Living Trust
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Hal S. Holtsinger, Patricia Gunn, John Hughes Verchot
Hearing Site: Tampa, FL
| | $0 |
| 10-04455 | 04/20/2011 | Claimant(s): Alan Zelenski
Claimant Lawyers(s): Alan S Zelenski
Respondent(s): Wells Fargo Advisors, Jeffrey Thiele, Richard Bucaro
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
| | $0 |
| 10-04283 | 04/14/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Tony Barbisan
Respondent Lawyers(s): Tony Carlo Barbisan
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | |
| 10-04948 | 04/14/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Stephen Baxter
Respondent Lawyers(s): Stephen Lee Baxter
Arbitrator(s): James N. D'Orso
Hearing Site: Honolulu, HI
| | |
| 09-07145 | 04/14/2011 | Claimant(s): Michael Duddy, Nuala Duddy, Michael J. Duddy and Nuala C. Duddy
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Richard N. Kelmans, Rochelle K. Kaplan, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $100,000 |
| 10-04701 | 04/12/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Nethery
Respondent Lawyers(s): Robert Curtis Nethery
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 10-04216 | 04/11/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Harrill
Respondent Lawyers(s): Michael Ray Harrill
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Omaha, NE
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