| 09-06471 | 08/11/2010 | Claimant(s): Saengnakhorn Cinq-Mars
Claimant Lawyers(s): Saengnakhorn Phothisane Cinq-Mars
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Renan Sugarman
Arbitrator(s): William J. Rosso, Andrew R. Dick, Frederick Ramos
Hearing Site: Minneapolis, MN
| | |
| 10-00561 | 08/04/2010 | Claimant(s): Kevin Duling
Claimant Lawyers(s): Kevin Duling
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): Bruce Keplinger
Hearing Site: Omaha, NE
|  | $6,438 |
| 10-00503 | 08/02/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Timothy Hartman
Respondent Lawyers(s): Timothy Neal Hartman
Arbitrator(s): Lester Friedman
Hearing Site: Reno, NV
| | |
| 09-03508 | 07/29/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Noyeg Arkoian
Respondent Lawyers(s): Noyeg Arkoian
Arbitrator(s): Christopher J. Rogers, David Maurer, Stephen Malcolm Squire
Hearing Site: Los Angeles, CA
| | |
| 07-03411 | 07/08/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Charles N. Bland
Respondent(s): Violette Fabio, Wells Fargo and Company
Respondent Lawyers(s): Charles N. Bland, Michael D. Anderson
Arbitrator(s): Michael M. Hachigian, David W. Casey, Joseph M. Fabricatore
Hearing Site: Los Angeles, CA
| | |
| 10-00169 | 06/29/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): William Bartok
Respondent Lawyers(s): William John Bartok
Arbitrator(s): Lester Friedman
Hearing Site: San Francisco, CA
| | |
| 09-04022 | 06/25/2010 | Claimant(s): Salma Keith
Claimant Lawyers(s): Salma S. Keith
Respondent(s): Clay Evans, Wells Fargo Investments
Respondent Lawyers(s): Kenneth C Mennemeier
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | $5,000 |
| 09-03055 | 06/18/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Joseph Ortega
Respondent Lawyers(s): Joseph Carlo Ortega
Arbitrator(s): Alexander L. Mazour
Hearing Site: San Francisco, CA
| | |
| 09-02725 | 06/03/2010 | Claimant(s): Bruce Hughes, Mark F. Bryant Testamentary Trust
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Charlotte Maier, Wells Fargo Investments
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Samuel E. Wing, Anthony B. Petrelli, Thomas L. Dueber
Hearing Site: Denver, CO
| | $0 |
| 09-03935 | 05/27/2010 | Claimant(s): John Jones
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Wells Fargo Investments, Evan Sanchez, Robert Lenz
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Charles E. Farnsworth, Jonathan Holman Hathaway, Homer L. Davis
Hearing Site: San Francisco, CA
| | $140,250 |
