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FINRA Awards for Las Vegas, NV

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Displaying 31-40 out of 176 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0219502/10/2021Claimant(s): Jennifer Scheffer, Jimmy Epley
Claimant Lawyers(s): Jimmy D. Epley
Respondent(s): Paul Kuhn
Respondent Lawyers(s): Joanna M. Myers
Arbitrator(s): Joseph Winter
Hearing Site: Las Vegas, NV
Checkmark Icon$0
20-0062907/28/2020Claimant(s): Bancwest Investment Services.
Claimant Lawyers(s): Stephen Young
Respondent(s): Damante Ballard
Respondent Lawyers(s): Damante Ballard
Arbitrator(s): Erik R. Siering, Avery B. Goodman, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
Checkmark Icon$0
19-0357007/21/2020Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert E. Jenks
Hearing Site: Las Vegas, NV
19-0336906/12/2020Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Erik R. Siering
Hearing Site: Las Vegas, NV
19-0282506/10/2020Claimant(s): Derek Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
20-0009205/14/2020Claimant(s): Dorothy Brown, Forrest Brown
Claimant Lawyers(s): Forrest D. Brown
Respondent(s): Morgan Stanley, Jerri Pratt, Kenneth O'Connell
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
Checkmark Icon$19,400
19-0339005/11/2020Claimant(s): Nicholas Hickly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
19-0280105/08/2020Claimant(s): Derek Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
19-0318405/01/2020Claimant(s): David Winchell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Mary M. O'Neil
Hearing Site: Las Vegas, NV
19-0271503/27/2020Claimant(s): Paul Kuhn
Claimant Lawyers(s): Paul D Kuhn
Respondent(s): Jimmy Epley
Respondent Lawyers(s): Ryan D. Harvey
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Las Vegas, NV

176 Results

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