FINRA Awards for Coren H. Stern

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02884	09/26/2014	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Coren H. Stern Respondent(s): Matthew Burton Respondent Lawyers(s): Matthew Burton Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL
11-03445	05/31/2013	Claimant(s): Louis J. Alimena, Trustee Claimant Lawyers(s): William H Champlin Respondent(s): Michael Barron Respondent Lawyers(s): Coren H. Stern Arbitrator(s): David M. Levine, Martin M. Van Luven, Sidney Turner Hearing Site: Boca Raton, FL		Expungement
09-04494	11/29/2010	Claimant(s): Peter Derby Claimant Lawyers(s): Thomas M. Mullaney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Richard Grodin Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Alan S. Braunshweiger, Lincoln W. Craighead, Annamaria Boccia Smith Hearing Site: New York, NY		$0
09-01766	07/08/2010	Claimant(s): Gilbert MacGregor Claimant Lawyers(s): K. Michael Swann Respondent(s): Wachovia Securities Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Simone Sicola Hearing Site: Orlando, FL		$20,000
08-00767	12/04/2008	Claimant(s): John A. and Georgene M. Caruso Claimant Lawyers(s): Russell F. Waxman Respondent(s): Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Alan Rafterman, Coren H. Stern Arbitrator(s): Matthew Loguercio, Roy L. Weiss, William P. Laino Hearing Site: New York, NY		$0