| 08-01704 | 06/19/2009 | Claimant(s): Kim Hafner, Veronica Harrison
Claimant Lawyers(s): Michael W. Hoffman
Respondent(s): John Holodinski, Michael Elias, PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
|  | $7,172 |
| 07-03214 | 01/22/2009 | Claimant(s): George Cubberly
Claimant Lawyers(s): George E. Cubberly
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Maria D. Cirillo, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | $0 |
| 07-03302 | 11/26/2008 | Claimant(s): PNC Investments
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Victor D. Loper and Lonyae Loper
Respondent Lawyers(s): Victor D. Loper
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
| | $0 |
| 03-02127 | 11/02/2007 | Claimant(s): William F. Garland
Claimant Lawyers(s): James Jay Seltzer
Respondent(s): Dale Low, Eric Salz, Charles Schwab & Co.., Samuel Berger, SDR Capital Management.
Respondent Lawyers(s): Brian A. Carlis, Richard A. Karoly
Arbitrator(s): Sterling N. Frost, Peter Kassel, Bradley C. Mitchell
Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
| 05-02521 | 10/18/2007 | Claimant(s): Brenda Caswell, Gail Carlson, George Finkbiner, Herbert Hansen, Jane Hoffman, Jane Kercheval, Joyce Alo, Kendall Kelly, Kenneth Caswell, Margaret Huyler, Marguerite Edwards, Ralph Carlson, Rosemary O'Donnell, Earl Kercheval, Elizabeth Hansen, Estate of Eileen McCardle, Antonio and Bernardina Augusto, Frederick and Diane Burmeister, Harold and Janet Bennett, Davison Rugs Profit Sharing Trust
Claimant Lawyers(s): Brian A. Carlis, Richard D. DeVita
Respondent(s): Royal Alliance Associates., Comprehensive Asset Mgmt and Servicing
Respondent Lawyers(s): Brian A. Carlis, Erika L. Altman
Arbitrator(s): Ronnie Edward Nichols, Robert T. Kelly, Suzanne Levin Wolfson
Hearing Site: Philadelphia, PA
| | $125,423 |
