| 17-01744 | 08/01/2019 | Claimant(s): Eduardo Jimenez Emanuelli
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Andrea U. Calve, Louis David Huss, Israel O. Alicea-Luciano
Hearing Site: San Juan, PR
|  | Expungement |
| 18-00523 | 06/25/2019 | Claimant(s): Laurence Pierron
Claimant Lawyers(s): Laurence Pierron
Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Patricia Beaujean Lehtola, Andrea U. Calve, Henry J. Ackels
Hearing Site: Dallas, TX
| | |
| 18-02908 | 06/17/2019 | Claimant(s): Marvin Ferguson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wachovia Securities Inc.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 15-01173 | 03/01/2018 | Claimant(s): Dora De Cortes, Ignacio Gelpi, Copesa., Gran Almirante.
Claimant Lawyers(s): Francisco Pujol, Harold D. Vincente
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Andrea U. Calve, Richard Carl Smukler, James Howell Garrison
Hearing Site: San Juan, PR
| | Expungement |
| 13-01406 | 03/08/2016 | Claimant(s): Stephanie Cover Revocable Trust, Sarah, The Stephanie Cover Rev. Trust
Claimant Lawyers(s): Kristine Arlitt, William D. Crist
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): James P. Kinkade, Andrea U. Calve, Sherrie R. Abney
Hearing Site: Dallas, TX
| | $0 |
| 13-03158 | 11/05/2015 | Claimant(s): Lawrence Rosenbloom, Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP, Rosenbloom Charitable Rem Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $0 |
| 14-00214 | 07/16/2015 | Claimant(s): Guillermo Betancourt, Rolando Lopez Betancourt
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Heidi L. Rodriguez Benitez
Arbitrator(s): Andrea U. Calve, Maria Aguilar Icaza, Hilton Wiener
Hearing Site: San Juan, PR
| | Expungement |
| 13-02508 | 07/09/2015 | Claimant(s): Alicia Terzo, Berry West
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $60,545 |
| 10-05784 | 09/26/2014 | Claimant(s): West Texas National Bank
Claimant Lawyers(s): John J. Schirger
Respondent(s): Shay Financial Services.
Respondent Lawyers(s): Mark R. McDonald
Arbitrator(s): Kurt L. Smith, Andrea U. Calve, James W. Kerr
Hearing Site: Dallas, TX
| | $0 |
| 12-02487 | 02/11/2014 | Claimant(s): Brenda Steffy
Claimant Lawyers(s): Wesley J. Cooper
Respondent(s): Kurt Kerrigan
Respondent Lawyers(s): Daniel D. Tostrud
Arbitrator(s): Sheldon F. Schobert, Andrea U. Calve, Lawrence Frederick Ranallo
Hearing Site: Dallas, TX
| | Expungement |
