11-02669 | 10/11/2012 | Claimant(s): Sirotkin Family Limited Partnership Claimant Lawyers(s): Michael Hill Respondent(s): Wells Fargo Advisors, Patsy Lillehei Respondent Lawyers(s): Sara Soto Arbitrator(s): Steven Ira Weinberger, Frances D. Sheehy, Tina Scott Polsky Hearing Site: Boca Raton, FL
| | Expungement |
11-02520 | 07/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Gustavo Mattei Respondent Lawyers(s): Francisco Pujol Arbitrator(s): Steven Gerard Goerke, Christopher J. Klein, Thomas R. Noonan Hearing Site: San Juan, PR
| | |
11-00723 | 05/21/2012 | Claimant(s): Dianna Crossman Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Wells Fargo Advisors, Cynthia Kines Respondent Lawyers(s): Sara Soto Arbitrator(s): Cheryl E. Winton, Richard F. Lang, David Rich Hearing Site: Boca Raton, FL
| | Expungement |
10-03425 | 02/14/2012 | Claimant(s): Francis Hempfling Claimant Lawyers(s): Layne Verebay Respondent(s): Wachovia Securities, Eric Nilson Respondent Lawyers(s): Sara Soto Arbitrator(s): Seth L. Finkel, Janet N. Smiles, Sydney E. Blum Hearing Site: Ft. Lauderdale, FL
| | Expungement |
09-02643 | 05/20/2010 | Claimant(s): Carol Bell, Walter Bell Claimant Lawyers(s): Neal J. Blaher Respondent(s): Wachovia Securities Respondent Lawyers(s): Sara Soto Arbitrator(s): V. Michael Pabalis, Dennis R. Nolte, Charles W. Lavender Hearing Site: Orlando, FL
| | $0 |
09-02077 | 01/08/2010 | Claimant(s): Mark Kielar, Tammy Kielar, ACTS Capital Investments Claimant Lawyers(s): Scott J. Link Respondent(s): Alterna Capital Corp. Respondent Lawyers(s): Sara Soto Arbitrator(s): Stuart Harvey Ziegler, Sydney E. Blum, Stephen Farquhar Adams Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |