| 10-00649 | 06/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Robinson
Respondent Lawyers(s): Keith L. Griffin
Arbitrator(s): Peter Ordower, Mark E. Larson, Gerald Joseph Aleksy
Hearing Site: Chicago, IL
| | |
| 11-04228 | 05/21/2012 | Claimant(s): Joseph A. Graziose & Florence M. Hechtel
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Alvin Green
Hearing Site: New York, NY
|  | $24,875 |
| 10-03996 | 03/03/2011 | Claimant(s): Randall Medow, American States Auto Plan.
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): Rody P. Biggert
Hearing Site: Chicago, IL
| | $0 |
| 10-02072 | 11/17/2010 | Claimant(s): Fae Gedz, The Fae Gedz Trust Revocable U/A
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
| | $2,925 |
| 08-00910 | 03/11/2009 | Claimant(s): Melinda Oates, Philip Willingham
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Donald Milo Helton, Coleman Robert Perry, David Freeman
Hearing Site: Birmingham, AL
| | $187,215 |
| 08-00757 | 02/24/2009 | Claimant(s): Peter Bennett, Peter J. Bennett IRA
Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis
Hearing Site: New Orleans, LA
| | $0 |
