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FINRA Awards for Robert E. Anderson

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Displaying 171-176 out of 176 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0180611/16/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G Duffy
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
10-0466111/01/2011Claimant(s): Claire Cicalese
Claimant Lawyers(s): Alan Gilmore
Respondent(s): James Gaul, Jeffrey Rachlin, Alternative Wealth Strategies.
Respondent Lawyers(s): James C. Gaul, James Carl Gaul, Jeffrey Rachlin
Arbitrator(s): Robert E. Anderson, Barbara Weisman, Joan Marie Chiusano
Hearing Site: Newark, NJ
Checkmark Icon$97,000
10-0288304/28/2011Claimant(s): Lawrence Stavitski, Michael Halen, Peter Doyle, Raymond Doyle, Samual Suhaka
Claimant Lawyers(s): Robyn Gnudi Kalocsay
Respondent(s): Randolph Hill
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
09-0515411/03/2010Claimant(s): 414 LLC, 515 LLC
Claimant Lawyers(s): Michael M Steinmetz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, W. Jeffrey Weinlandt, Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
07-0321401/22/2009Claimant(s): George Cubberly
Claimant Lawyers(s): George E. Cubberly
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Maria D. Cirillo, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: Newark, NJ
Checkmark Icon$0
04-0831110/11/2007Claimant(s): Prime Capital Services.
Claimant Lawyers(s): Ted Finkelstein
Respondent(s): David Conkling, Raymond Derobbio
Respondent Lawyers(s): John E. Lawlor, Ted Finkelstein
Arbitrator(s): Donald C. Geiszler, Robert E. Anderson, Harvey Casher
Hearing Site: New York, NY

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