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FINRA Awards for Sean G Duffy

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0180611/16/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G Duffy
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ

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