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FINRA Awards for Esq.

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Displaying 21-26 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0158410/26/2012Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Antonio Rossi
Respondent Lawyers(s): Antonio Rossi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
12-0079209/05/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Thomas Staples
Respondent Lawyers(s): Paul W. Thomas
Arbitrator(s): Joseph C. Roberts
Hearing Site: Helena, MT
11-0025607/03/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Allen Weiss
Respondent Lawyers(s): Neil R. Flaum
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
10-0366005/21/2012Claimant(s): Danny Spiegel, Gaurav Lall, Tamir Shabat
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Reuven Enterprises Securities Division,, Synergy Investment Group
Respondent Lawyers(s): Ian J. Frimet, Marci Goldstein Kokalas, Esq.
Arbitrator(s): Lise Gabrielle Hunter, Susan Manca, Ronald J. Colombo
Hearing Site: New York, NY
11-0038209/08/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Hilary Campbell
Respondent Lawyers(s): Hilary Campbell
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
07-0061111/27/2007Claimant(s): Doreen Romamello-Davis
Claimant Lawyers(s): Doreen Romamello-Davis
Respondent(s): Marc Steinberg
Respondent Lawyers(s): Robert B. Steinberg, Esq.
Arbitrator(s): Roy L. Weiss
Hearing Site: New York, NY
Checkmark Icon$7,425

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