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FINRA Awards for Paul T. Cahill

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0314408/12/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Peter Sagorski
Respondent Lawyers(s): Peter Sagorski
Arbitrator(s): Kathryn M. Welsh
Hearing Site: Orlando, FL
09-0414406/29/2011Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Vince Dimaggio
Respondent Lawyers(s): Daria Dub Carlson
Arbitrator(s): Gary A. Hooker, Sean B. Meehan, James G. Gillivan
Hearing Site: San Francisco, CA
10-0336001/06/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Donald B. Vaden
Hearing Site: Washington, DC
09-0448211/12/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Dennis Creasbaum
Respondent Lawyers(s): Dennis R. Creasbaum
Arbitrator(s): Ralph M Pierce
Hearing Site: Chicago, IL
10-0046909/01/2010Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Leo Sala
Respondent Lawyers(s): Leo Sala
Arbitrator(s): Kitty G. Grubb
Hearing Site: Tampa, FL
09-0652008/24/2010Claimant(s): Wells Fargo Investments, Llc
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Donald Duarte
Respondent Lawyers(s): Donald A. Duarte
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
09-0350706/11/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Mark Emberton
Respondent Lawyers(s): Mark Radley Emberton
Arbitrator(s): James W. Warren
Hearing Site: Phoenix, AZ

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