| 18-01821 | 02/28/2019 | Claimant(s): Forest Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Miami, FL
| | |
| 15-03361 | 09/25/2018 | Claimant(s): Javier Melendez
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Adriana Pineiro, Morgan Stanley, Jorge Dalati, Luis Gonzalez Ocque, Miguel Gonzalez Ocque
Respondent Lawyers(s): Jaime Guttman, Jorge A. Mestre
Arbitrator(s): Martin A. Feigenbaum, Michael T. Williams, Nanci Sondra Landy
Hearing Site: Miami, FL
|  | $0 |
| 17-01443 | 03/08/2018 | Claimant(s): Rafael Rivera
Claimant Lawyers(s): Linette Figueroa
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 14-01168 | 09/07/2016 | Claimant(s): EFM Retirement Plan UAD 12/19/11
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): BBVA Securities of Puerto Rico., Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Jaime Rosario
Hearing Site: San Juan, PR
| | Expungement |
| 12-04287 | 07/16/2014 | Claimant(s): Luis Soto, Nilda Giraud
Claimant Lawyers(s): Luz Ivette Rivera
Respondent(s): Rafael Colon Ascar, BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Jose A. Sosa Llorens
Arbitrator(s): Steven N. Ainbinder, Martin A. Feigenbaum, Mark David Hunter
Hearing Site: San Juan, PR
| | Expungement |
| 11-04211 | 05/12/2014 | Claimant(s): Carlos Capacete
Claimant Lawyers(s): Judith Berkan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carlos Bobonis Gonzalez
Arbitrator(s): Martin A. Feigenbaum, Todd M. Saunders, Mark A. Myers
Hearing Site: San Juan, PR
| | |
| 12-04356 | 04/14/2014 | Claimant(s): David Lugo
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services of PR
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Martin A. Feigenbaum, Gerald Silverman, Michael E. Pearson
Hearing Site: San Juan, PR
| | |
| 10-04582 | 03/27/2014 | Claimant(s): Lewis Robinson
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): UBS Financial Services Inc., UBS Partner Plus Plan
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Martin A. Feigenbaum, Mark A Bilawsky, Brett Matthew Logan
Hearing Site: Miami, FL
| | |
| 12-00085 | 07/08/2013 | Claimant(s): Valerie Ward
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Luis Scott, PFS Investments Inc.
Respondent Lawyers(s): Brett A. Rogers, Mark F. Raymond
Arbitrator(s): Martin A. Feigenbaum, Elena G. Rodriguez, Joseph Michael Matthews
Hearing Site: Miami, FL
| | $0 |
| 11-02694 | 03/22/2013 | Claimant(s): Jose Ruiz Soto
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): UBS Financial Services Inc., of PR
Respondent Lawyers(s): Robert C. Quinones-Rivera
Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | Expungement |
