| 07-02677 | 05/13/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Daniel Voss
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Bruce A. Lindvig
Hearing Site: Phoenix, AZ
| | |
| 07-03049 | 05/06/2008 | Claimant(s): Estate of Gordon H. Armbruster
Claimant Lawyers(s): Robert Kamman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
|  | $3,487 |
| 07-01762 | 04/28/2008 | Claimant(s): Bantz Revocable Living Trust
Claimant Lawyers(s): William F. Davis
Respondent(s): David Rhee
Respondent Lawyers(s): David J. Rhee
Arbitrator(s): S. Jeffrey Minker
Hearing Site: Phoenix, AZ
| | $98,000 |
| 05-06100 | 04/10/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Theodore Larsen
Respondent Lawyers(s): Theodore A. Larsen
Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren
Hearing Site: Phoenix, AZ
| | |
| 07-01955 | 02/06/2008 | Claimant(s): Ronald L. and Shelli M. Elledge
Claimant Lawyers(s): Eddie A. Pantiliat
Respondent(s): Brian Tollefson, Kevin Wittig, Edward Jones
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): George N. Roy
Hearing Site: Phoenix, AZ
| | Stipulated Award and Expungement |
| 06-02597 | 02/04/2008 | Claimant(s): See More Light Investments
Claimant Lawyers(s): Seymour Licht
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Victor B. Taube, Joseph F. Gross, John H. Fearnow
Hearing Site: Phoenix, AZ
| | $0 |
| 07-01520 | 01/31/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Terry Vail
Respondent Lawyers(s): Terry Joe Vail
Arbitrator(s): Ronald K. Sprague
Hearing Site: Phoenix, AZ
| | |
| 07-01824 | 01/28/2008 | Claimant(s): Henry Feinstein & Augusta R. Feinstein
Claimant Lawyers(s): Henry Feinstein
Respondent(s): Banc of America Investment Services, I
Respondent Lawyers(s): George F. Meierhofer
Arbitrator(s): Howard S. Wacker
Hearing Site: Phoenix, AZ
| | $2,625 |
| 06-01536 | 12/27/2007 | Claimant(s): Dean A. & Laura Hocket Coats JTTEN
Claimant Lawyers(s): Lawrence J. Klayman
Respondent(s): KFS, BD.
Respondent Lawyers(s): James M. Bausch
Arbitrator(s): David W. Martin, Joseph E. Mais, James H. Sanchez
Hearing Site: Phoenix, AZ
| | $0 |
| 07-00702 | 12/27/2007 | Claimant(s): Robert Goldman, Beth Goldman
Claimant Lawyers(s): Beth Goldman, Robert Goldman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen Adams
Arbitrator(s): Henry L. Dahl
Hearing Site: Phoenix, AZ
| | $0 |
