Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02618 | 07/12/2011 | Claimant(s): Mark Porter Claimant Lawyers(s): Richard M. Gelb Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): June Y. Kilmarx, Paul F. Marandett, Steven S. Manos Hearing Site: Boston, MA | ||
| 09-01923 | 03/14/2011 | Claimant(s): Ben Joseph Trust (UA DTD 12/31/82, Epstein Real Estate Advisory Ret. Trust Claimant Lawyers(s): Peter A. Lagorio Respondent(s): Adam Gutman, E*Trade Securities LLC Respondent Lawyers(s): Richard Michaud Arbitrator(s): Pete S. Michaels, Arthur J. Giacomarra, Steven S. Manos Hearing Site: Boston, MA |  | Stipulated Award and Expungement |