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FINRA Awards for Erinn Ford

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0291703/06/2015Claimant(s): David Wilson, Jeanette Wilson
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark Mccloskey, Philip Pizelo, Shanon Ford, Pacific West Financial Group Holding Co., Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Roy J. Moceri, Craig Charles Beles, Joseph Lincoln Carman
Hearing Site: Seattle, WA
Checkmark IconExpungement
12-0300306/12/2014Claimant(s): Bettina Rosser, Real Estate Seizure Sales., Thermos Norwich Developers Inc
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Victor Cassone, IFC Holdings d/b/a Invest Fin Corp, Mighty Oak Management LLC, Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Erinn J. Ford, Mark T. McCloskey, Philip A. Pizelo, Shannon L. Ford
Arbitrator(s): Lise Gabrielle Hunter, Daphne D. Duverney, Robert Youdelman
Hearing Site: New York, NY
Checkmark IconExpungement
12-0364904/07/2014Claimant(s): Fred Hetzel
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, James Ortlip, Mark McCloskey, Philip Pizelo, Shanon Ford, AOG Wealth Managment, Alpha Omega Group., Pacific West Securities.
Respondent Lawyers(s): Erinn J. Ford, Joseph Campo, Mark T. McCloskey, Philip A. Pizelo, Shanon L. Ford
Arbitrator(s): David Edward Upton, Carol A. Schuyler, William F. Etherington
Hearing Site: Richmond, VA
Checkmark IconExpungement
11-0065608/26/2013Claimant(s): Joanna George, Randy George
Claimant Lawyers(s): Randy George
Respondent(s): Erinn Ford, Joshua Swayne, Mark McCloskey, Philip Pizelo, Shanon Ford, William Swayne, Pacific West Financial Group Co., Pacific West Securities., WMS Financial Planners Inc.
Respondent Lawyers(s): Dennis J. Kelly
Arbitrator(s): Philip Aaron Tymon, Michael Lancaster Garcia, Robert Hilton Keller
Hearing Site: San Francisco, CA
Checkmark Icon$0
12-0093506/24/2013Claimant(s): Barbara Merlin, John Merlin, Merlin Family Trust dtd 09/15/2005
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Jeffery Briggs, Mark McCloskey, Philip Pizelo, Shanon Ford, Briggs Financial Services, Pacific West Financial Group Holding Co., Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Chance A.E. Hodges, Jeffrey O. Briggs
Arbitrator(s): Jerry H. Friedland, Henry L. Dahl, William Borden Morgan
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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