| 08-04893 | 08/01/2011 | Claimant(s): Baker Hughes Incorporated, Baker Hughes Treasury Services GMBH
Claimant Lawyers(s): Richard L. LaGarde
Respondent(s): BNY Mellon Capital Markets LLC
Respondent Lawyers(s): Todd E. Gordinier
Arbitrator(s): John A. Dewald, Robert Dan Sherrill, Lynne M. Gomez
Hearing Site: Houston, TX
|  | $0 |
| 08-04956 | 02/01/2011 | Claimant(s): Cecil Wyatt, Nellie Wyatt
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): M. Eileen Dorsey, Lynne M. Gomez, David F. Barrett
Hearing Site: Birmingham, AL
| | $210,375 |
| 08-01986 | 02/19/2010 | Claimant(s): Abraham Macias
Claimant Lawyers(s): William Kimball
Respondent(s): Eric Wolfe, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): David G. Beerbower, John F. Hinrichs, Lynne M. Gomez
Hearing Site: Houston, TX
| | $63,617 |
| 08-03252 | 10/26/2009 | Claimant(s): Lavon Voyles
Claimant Lawyers(s): Richard H. Elliot
Respondent(s): Walter Wilson, ING Financial Partners.
Respondent Lawyers(s): Greg Moore
Arbitrator(s): Linda Broocks, Philip I. McConnell, Lynne M. Gomez
Hearing Site: Houston, TX
| | $300 |
| 08-00302 | 10/17/2008 | Claimant(s): Curtis Harold Traylor
Claimant Lawyers(s): Curtis H Traylor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | $603 |
| 07-00805 | 11/01/2007 | Claimant(s): Scottrade.
Claimant Lawyers(s): Thomas L. Azar
Respondent(s): John Gott
Respondent Lawyers(s): John C. Gott
Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, David C. Redford
Hearing Site: Houston, TX
| | $0 |
