| 11-01606 | 06/22/2012 | Claimant(s): Frances Detraz
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Banc One Securities Corporation
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Charles A. Crocco, John R. Buehler, William W. Bride
Hearing Site: New Orleans, LA
|  | Expungement |
| 11-04031 | 03/21/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
| | |
| 09-00921 | 08/03/2010 | Claimant(s): Frank Foglia
Claimant Lawyers(s): Frank Foglia
Respondent(s): Frank Vanore
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
| | $0 |
| 06-03789 | 04/16/2009 | Claimant(s): John Gaffney
Claimant Lawyers(s): Richard A. Herman
Respondent(s): Andrew Grillo, George Batelli Jr., Citigroup Global Markets., Maribeth Robinson, Peter Liebeskind, Steven Torrico
Respondent Lawyers(s): Christopher M. Galusha, Kevin B. Walker
Arbitrator(s): Charles A. Crocco, Marguerite B. Filson, Howard Breindel
Hearing Site: Newark, NJ
| | |
| 07-02209 | 12/15/2008 | Claimant(s): Helene Teper
Claimant Lawyers(s): John J. Marinan
Respondent(s): Barry Sloane
Respondent Lawyers(s): Stacy E. Nathanson
Arbitrator(s): Charles A. Crocco, Micalyn S. Harris, Steven M. Hecht
Hearing Site: New York, NY
| | $0 |
| 07-03110 | 05/22/2008 | Claimant(s): Toni Ciarlariello
Claimant Lawyers(s): Toni G. Ciarlariello
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
| | $0 |
