| 10-01910 | 11/04/2010 | Claimant(s): J. Kenneth Wilkens IRA
Claimant Lawyers(s): J. Kenneth Wilkens
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
|  | $0 |
| 09-06378 | 04/19/2010 | Claimant(s): Gina and Antonio Strazzullo
Claimant Lawyers(s): Gina Strazzullo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Robert J. Saex
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-02527 | 10/14/2009 | Claimant(s): Frances Meyers
Claimant Lawyers(s): Howard Meyers
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
| | $9,413 |
| 08-03999 | 06/19/2009 | Claimant(s): Louis Basel, Penelope Basel
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Wachovia Securities, Neophytos Ganiaris
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Paul T. Green, Pamela H. Roderick, Judith P. Brooks
Hearing Site: New York, NY
| | $60,000 |
| 08-00029 | 05/29/2009 | Claimant(s): Craig Roberts, Pennie Roberts, Pennie L. Roberts Rev. Trust
Claimant Lawyers(s): A. Brian McIntosh
Respondent(s): Wachovia Securities, Patrick Sowers, Scottrade.
Respondent Lawyers(s): Andrew C. Small, Brent J. Burtin
Arbitrator(s): W. Pat Conners, John S. Weisheit, Edmund P. Pultinas
Hearing Site: Cincinnati, OH
| | $0 |
| 07-02797 | 10/15/2008 | Claimant(s): John Anderson
Claimant Lawyers(s): Steven E. Rau
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): William J. Rosso, Richard W. Thiele, John D. Campion
Hearing Site: Minneapolis, MN
| | |
| 06-05046 | 08/28/2008 | Claimant(s): Steven Bickel
Claimant Lawyers(s): Frank E. Bremmer
Respondent(s): John Humphrey, A.G. Edwards & Sons., Robert Burns
Respondent Lawyers(s): Brent J. Burtin, John James Humphrey
Arbitrator(s): David J. Anderson, Gerald F. Corrigan, David Nielsen
Hearing Site: Los Angeles, CA
| | No Info |
| 07-01982 | 03/14/2008 | Claimant(s): Marilyn J. Adams, IRA
Claimant Lawyers(s): Marilyn J. Adams
Respondent(s): Christian Clinton, A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Laz L. Schneider
Hearing Site: Boca Raton, FL
| | $10,213 |
| 05-05647 | 12/10/2007 | Claimant(s): Ann Rofer, Mario Rofer
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Russo, A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Curtis H. Baer, Howard B. Brown, Frank L. Wolf
Hearing Site: Los Angeles, CA
| | $130,600 |
