FINRA Awards for Eric J. Glassman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00034	07/22/2010	Claimant(s): Stephen L. Halpern Profit Sharing Plan Claimant Lawyers(s): Stephen L Halpern Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): W. Alex King Hearing Site: Los Angeles, CA		$0
09-05763	05/21/2010	Claimant(s): Preston A. Reed 2000 Trust Claimant Lawyers(s): Preston A. Reed Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Robert L. Chase Hearing Site: Manchester, NH		$6,139
09-00755	04/09/2010	Claimant(s): Gene Gasselle Claimant Lawyers(s): Richard A. Nervig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Schulze Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Judith A. Gust, Cynthia B. Stone, John Scott Carter Hearing Site: San Diego, CA		$0
08-01873	03/09/2010	Claimant(s): David L. Schriger, co-trustee of the Res Claimant Lawyers(s): Steve Buchwalter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Ralph H. Erickson, Edward I. Miller, James P. Murphy Hearing Site: Los Angeles, CA		$0
09-01635	12/16/2009	Claimant(s): Estate of Chaille M. Love, Deceased Claimant Lawyers(s): H. Lee Horner Respondent(s): Lisaann Nouchi, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Robert M. Lubin, Michael J. Fish, Alan Richard Carlisle Hearing Site: San Francisco, CA		$0
09-02600	10/20/2009	Claimant(s): Norma Parker Claimant Lawyers(s): Norma Parker Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Steven J. Feldman Hearing Site: Los Angeles, CA		$0
09-00638	09/14/2009	Claimant(s): Nancy C. Wood, Trustee Claimant Lawyers(s): Nancy C. Wood Respondent(s): Bill Kearney, Merrill Lynch Pierce Fenner & Smith Inc., Michael Phillip, Steven Neibert Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA		$213
06-01699	11/21/2007	Claimant(s): Mildred Bierce, Mildred E. Bierce IRA Claimant Lawyers(s): James Jay Seltzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): John J. Fitzpatrick, William Michael Samsel, Mark Aaron Jones Hearing Site: San Francisco, CA		$250