| 09-02259 | 11/11/2010 | Claimant(s): Stan Rosen, Eastlake Business Park Associates, H&A Investment Irrevocable Environment S, Kirkland Commerce Center Associates, Lesmir Inc. dba Rosen Properties and Ros, Lynnwood East Business Park Associates,, Marymoor Warehouse Associates, Mayers MGI Building Holding, North Creek Enterprises, RH Lynnwood Corporate Center Associates,, RH Sixth Avenue Plaza Associates, Rosen Bel Kirk Associates, Rosen De Jonge Properties, Stevens Health Center Associates, Woodinville Warehouse Associates, Michele Rosen, RH Tacoma Place, Everett Plaza Shopping Center, Evergreen Way Association
Claimant Lawyers(s): Aron K Liang
Respondent(s): Wedbush Securities Inc., Richard Graham
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Frederic E. Dorkin, Julie Eileen Gay, Charles Scott McClellan
Hearing Site: Seattle, WA
|  | Auction Rate Securities related |
| 09-00866 | 01/14/2010 | Claimant(s): Lillian August
Claimant Lawyers(s): Gregory S. Mertz
Respondent(s): Wedbush Securities Inc., Debbie Saleh, Ronald Vogel
Respondent Lawyers(s): Debbie Michelle Saleh, John W. Stenson
Arbitrator(s): Fred S. Pieroni, Marleen H. Levi, Bernard Korman
Hearing Site: New York, NY
| | Expungement |
| 08-01771 | 08/27/2009 | Claimant(s): Cheryl Gans, Jody Gans, Louis Gans
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Wedbush Securities Inc., Wachovia Securities, Debbie Saleh, Joseph Rubenstein, UBS Financial Services Inc.
Respondent Lawyers(s): Debbie Saleh, John W. Stenson, Michael J. Abbott, Payne L. Templeton
Arbitrator(s): Alan Stamm, Robert J. Ruben, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-00488 | 10/15/2008 | Claimant(s): Robert Schultz
Claimant Lawyers(s): Robert E. Schultz
Respondent(s): Edward Wedbush, Jonathan Carr, Michael Gardner, R.J. Richards
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Ronald E. Ogden
Hearing Site: Los Angeles, CA
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