FINRA Awards for Robert M. Stein

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01547	05/02/2011	Claimant(s): Cyndi R. Olejar Living Trust, Sonya J. Olejar Living Trust dd 12/14/98 Claimant Lawyers(s): Richard D. Brady Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA		$0
09-02143	03/25/2011	Claimant(s): Karen Rey Claimant Lawyers(s): William M. Bankston Respondent(s): Wedbush Securities Inc., Thomas Packer Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Robert M. Stein, Michael R.E. Sanders, James K. Barbee Hearing Site: Anchorage, AK		$228,670
09-06806	03/25/2011	Claimant(s): John P. Cogan & Jemma J. Cogan JTWROS Claimant Lawyers(s): Lawrence R. Cock Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Shawn Larsen-Bright Arbitrator(s): Robert M. Stein, William J. Bender, Paul Michael Webber Hearing Site: Seattle, WA		$48,514
09-02727	02/28/2011	Claimant(s): Ronald Woolworth Claimant Lawyers(s): Randy J. Aliment Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth C. Mennemeier Arbitrator(s): Robert M. Stein, Clarence F. Roed, Sally Phillips Pasette Hearing Site: Seattle, WA		$0
10-02475	12/20/2010	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Joel Davis Respondent Lawyers(s): Joel Bernard Davis Arbitrator(s): Robert M. Stein Hearing Site: Portland, OR
08-00627	10/21/2008	Claimant(s): Reid & Rudiger LLC Claimant Lawyers(s): Joel S. Forman Respondent(s): Ronald Williams Respondent Lawyers(s): Ronald L. Williams Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA		$0