Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04026 | 03/31/2020 | Claimant(s): Howard Dubinett, Jacqueline Dubinett Claimant Lawyers(s): Lars Soreide Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David G. Buffa Arbitrator(s): Louis H Miron, F. Peter Phillips, Jonathan Proman Hearing Site: Newark, NJ |  | $0 |
| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-02159 | 01/28/2020 | Claimant(s): Edward Ryan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-01487 | 01/21/2020 | Claimant(s): Joseph Rodriguez Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-01060 | 10/01/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy J. Donohue Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 18-04358 | 09/11/2019 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE | ||
| 19-00211 | 07/10/2019 | Claimant(s): Ronald Bare Claimant Lawyers(s): Elaine Rice Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Louis H. Miron, John Michael Derderian, Ellen F. Kandell Hearing Site: Wilmington, DE | ||
| 18-02124 | 06/04/2019 | Claimant(s): Larry Geller Claimant Lawyers(s): Larry S. Geller Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | | $0 |
| 18-02392 | 03/14/2019 | Claimant(s): Jeffrey Stillwell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, Allstate Financial Services, The Equitable Life Assurance Society Of Respondent Lawyers(s): Katelyn R. Miller, Michael J. Biondi Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | ||
| 18-00494 | 01/17/2019 | Claimant(s): Robert Gill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Christaina Vourakis Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ |