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FINRA Awards for Equitable Advisors

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Displaying 41-44 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0244201/25/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Thomas Rohan
Respondent Lawyers(s): Thomas Patrick Rohan
Arbitrator(s): Robert J. Scafuri
Hearing Site: Buffalo, NY
20-0222701/13/2021Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
20-0222812/23/2020Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
20-0229512/22/2020Claimant(s): Jeffrey McCabe
Claimant Lawyers(s): Katherine B. Harrison
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W, Brooks
Arbitrator(s): Gregory P. Szuter
Hearing Site: Buffalo, NY

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