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FINRA Awards for Wells Fargo Securities

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0086101/22/2013Claimant(s): Wells Fargo Securities
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Robert Lavanco
Respondent Lawyers(s): Robert John Lavanco
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
10-0120802/23/2012Claimant(s): Stephen Hentschel
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Eastdil Secured, Wachovia Capital Markets, Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Sandra J. Mullings, John Nino Brenkovich, Marianne C. Hussey
Hearing Site: New York, NY
05-0213211/14/2007Claimant(s): Harvey R. (Dick) & Kazuko Kagosoff, JT
Claimant Lawyers(s): Patrick L. Lund
Respondent(s): Wells Fargo Investments, Douglas Ivan, Wells Fargo Securities
Respondent Lawyers(s): Andrea H. Henningsen
Arbitrator(s): Philip W. Burge, Edward A. Trabin, Thomas A. Culbertson
Hearing Site: Los Angeles, CA
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