FINRA Awards for Timothy N. Will

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Displaying 31-40 out of 137 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01179	04/02/2018	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Travis Marks Respondent Lawyers(s): Travis M Marks Arbitrator(s): Ralph L. Jacobson Hearing Site: San Francisco, CA
17-02779	02/21/2018	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Yu-Chin Chen Respondent Lawyers(s): Yu-Chin Grace Chen Arbitrator(s): Lawrence R. Mills Hearing Site: San Francisco, CA
17-00784	10/24/2017	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Timothy N. Will Respondent(s): Lawrence Palme Respondent Lawyers(s): Lawrence Edward Palme Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA
16-00039	08/18/2017	Claimant(s): Joseph Focil Claimant Lawyers(s): Augusto Focil Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Timothy N. Will Arbitrator(s): David J. Anderson, Mario H. Metzger, Michael R. Diliberto Hearing Site: Los Angeles, CA
16-03327	07/14/2017	Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Michael McGraw Respondent Lawyers(s): Michael James McGraw Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA
16-03086	03/20/2017	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Timothy N. Will Respondent(s): Patrick Bennett Respondent Lawyers(s): Patrick Glenn Bennett Arbitrator(s): Ralph L. Jacobson Hearing Site: San Francisco, CA
15-03226	01/24/2017	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Edward Levi Respondent Lawyers(s): Edward Kelly Levi Arbitrator(s): Robert A. Lombardi, Marvin B. Karelitz, W. Alex King Hearing Site: Los Angeles, CA
15-02809	11/29/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Darren Walton Respondent Lawyers(s): Darren Thomas Walton Arbitrator(s): Joseph Winter Hearing Site: Los Angeles, CA
13-02295	11/03/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Timothy N. Will Respondent(s): Adam Boynton Respondent Lawyers(s): Adam Christopher Boynton Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
15-01949	11/01/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Jeffrey Wiseman Respondent Lawyers(s): David Lefkowitz Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA