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FINRA Awards for E*Trade Securities LLC

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Displaying 31-40 out of 278 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0176312/22/2021Claimant(s): Qingning Li
Claimant Lawyers(s): Qingning Li
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Lawrence R. Mills
Hearing Site: San Francisco, CA
Checkmark Icon$0
21-0108012/10/2021Claimant(s): Leon Behar
Claimant Lawyers(s): Leon I. Behar
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard J. Stiefel, Terrance J. Nolan, Rajeev Suresh Shah
Hearing Site: New York, NY
Checkmark Icon$0
21-0150711/12/2021Claimant(s): Jackie Robinson
Claimant Lawyers(s): Jackie Robinson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
Checkmark Icon$0
20-0404010/29/2021Claimant(s): Dorothy Head, Hamza Hussain, Jacob Meredith, Joel Yambo-Torres, Kapil Bajaj, Kevin Jahed, Michelle Mullikin, Peter Barker, Robert Head, Serhiy Musyakevych, Vasudeva Manepalli
Claimant Lawyers(s): Jeff M. Meyerson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael S. Yauch, Francis Joseph Bourgeois, Dwayne Nealy McClelland
Hearing Site: Houston, TX
Checkmark Icon$0
21-0078010/01/2021Claimant(s): Seamus and Ann Ryan
Claimant Lawyers(s): Seamus Ryan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
Checkmark Icon$225
20-0315609/08/2021Claimant(s): Arian Eskandari
Claimant Lawyers(s): Andrew W. Hutton
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
Checkmark Icon$0
21-0088608/11/2021Claimant(s): Michael Biggiani
Claimant Lawyers(s): Michael Biggiani
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA
Checkmark Icon$0
21-0037406/18/2021Claimant(s): David White
Claimant Lawyers(s): David White
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Karl A. Vogeler
Hearing Site: Jackson, MS
Checkmark Icon$31,735
20-0416104/20/2021Claimant(s): Xiaohan Qin
Claimant Lawyers(s): Xiaohan Qin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
Checkmark Icon$87
20-0349204/16/2021Claimant(s): Luke Chimes
Claimant Lawyers(s): Taylor E. Darcy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Thomas E Shuck
Hearing Site: San Diego, CA
Checkmark Icon$375

278 Results

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