FINRA Awards for Samuel H. Chorches

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Displaying 21-30 out of 51 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03503	04/12/2019	Claimant(s): Kobina Hagan Claimant Lawyers(s): Kobina Gyesi Hagan Respondent(s): Mark Eisenberg, Lantern Investments. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Steven T. Stern, Samuel H. Chorches, Mae A. Brudner Hearing Site: Hartford, CT
18-03567	02/26/2019	Claimant(s): Mark Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
17-01965	01/22/2019	Claimant(s): Geralyn DeMagistris, Robert DeMagistris Claimant Lawyers(s): Geralyn DeMagistris Respondent(s): Ameriprise Financial Services., John Rhodes Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI		Expungement
18-00864	01/10/2019	Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
18-02787	12/11/2018	Claimant(s): Marisa Pollard Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI
18-00315	09/05/2018	Claimant(s): Geoffrey Fiszel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Tucker Anthony Incorporated Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
15-03021	11/09/2017	Claimant(s): Mark Zigmont Claimant Lawyers(s): Mark Tomas Zigmont Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rosemary S. Gousman Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
17-00442	10/18/2017	Claimant(s): James Bradley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Partners Respondent Lawyers(s): Michelle Rosenberg Arbitrator(s): Samuel H. Chorches Hearing Site: Augusta, ME
15-02852	12/06/2016	Claimant(s): George Fradette, Irene Fradette Claimant Lawyers(s): Richard E. Fradette Respondent(s): Ameriprise Financial Services., Michael Humphries Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH		Expungement
15-01159	02/09/2016	Claimant(s): Susan Berman, Susan Berman Custodian for Jacob Schwart, Susan Berman Custodian for Joshua Schwar Claimant Lawyers(s): Howard Rosenfield Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT		Expungement