| 09-04372 | 04/29/2010 | Claimant(s): Amsal Woreta and Aklog Birara
Claimant Lawyers(s): Amsal Woreta
Respondent(s): E*Trade Securities LLC, Marcelo Miano
Respondent Lawyers(s): John Bersin
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
|  | Expungement |
| 09-05334 | 04/08/2010 | Claimant(s): Michael M. Crenshaw and Beth R. Crenshaw
Claimant Lawyers(s): Michael M Crenshaw
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
| | $213 |
| 08-00554 | 02/04/2010 | Claimant(s): William H. Agnew and Bernadien R. Agnew
Claimant Lawyers(s): William H. Agnew
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane Ciccone, David M. Panko, Paul J. Greco
Hearing Site: Philadelphia, PA
| | $0 |
| 09-01578 | 01/15/2010 | Claimant(s): Steven L. Linsey Trust
Claimant Lawyers(s): Steven L. Linsey
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Michelle Judy Brant
Hearing Site: San Francisco, CA
| | $47,272 |
| 09-04426 | 12/28/2009 | Claimant(s): Charles Matisi
Claimant Lawyers(s): Charles Matisi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
| | $163 |
| 09-03899 | 12/22/2009 | Claimant(s): Justin Sterling
Claimant Lawyers(s): Justin H. Sterling
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane R. Cohen
Hearing Site: New York, NY
| | $14,759 |
| 09-03589 | 12/10/2009 | Claimant(s): Carolyn Broughton
Claimant Lawyers(s): Carolyn Broughton
Respondent(s): Brandon Coombs, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): George King
Hearing Site: San Francisco, CA
| | $75 |
| 09-03337 | 12/08/2009 | Claimant(s): Mary Herzig
Claimant Lawyers(s): Mary Herzig
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Howard Breindel
Hearing Site: New York, NY
| | $690 |
| 08-02498 | 11/24/2009 | Claimant(s): Waretown Properties
Claimant Lawyers(s): Solomon N Klein
Respondent(s): Arbraham Frankl, Clayton Rimmer, E*Trade Securities LLC, Highgate Properties LLC
Respondent Lawyers(s): Abraham Frankl, John Bersin, Solomon N. Klein
Arbitrator(s): Donald Ferguson, Joseph D. Cosgrove, Alvin Green
Hearing Site: New York, NY
| | $94,580 |
| 09-00767 | 11/24/2009 | Claimant(s): Anthony Peterman
Claimant Lawyers(s): Anthony Peterman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Steve R. Neuman
Hearing Site: Houston, TX
| | $9,997 |
