| 10-01493 | 10/14/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): David Lee
Respondent(s): Bruce Osborne
Respondent Lawyers(s): Kenneth W. Baisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 10-02514 | 08/30/2011 | Claimant(s): Al Trevisan, Trevisan, Olson and Pyle Investments LLC
Claimant Lawyers(s): Al Trevisan
Respondent(s): Daniel Croke
Respondent Lawyers(s): Daniel M. Croke
Arbitrator(s): Michael F. Brown, Mandel E. Himelstein, Sally G. Williams
Hearing Site: San Diego, CA
|  | $370,564 |
| 11-00061 | 06/16/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kaream White
Respondent Lawyers(s): Kaream Hassan White
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Phoenix, AZ
| | |
| 09-07032 | 05/05/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Suzanne LaTour
Respondent Lawyers(s): Peter J. Attarian
Arbitrator(s): Mandel E. Himelstein, Michael D. Briggs, Alan Joseph Goldstein
Hearing Site: San Diego, CA
| | |
| 09-01823 | 02/15/2011 | Claimant(s): Allison Alley, Stephen Hoen
Claimant Lawyers(s): Robert L. Hill
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Mandel E. Himelstein, Janice L. Sperow, Thomas E. Mullen
Hearing Site: San Diego, CA
| | |
| 09-04471 | 12/20/2010 | Claimant(s): The Vallone Family 1985 Trust
Claimant Lawyers(s): Richard J. Annen,
Respondent(s): Wachovia Securities, Victor Koby
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Kelly A. Barker, Mandel E. Himelstein, Mary Elizabeth Geerdes
Hearing Site: San Diego, CA
| | $210,891 |
| 10-01447 | 09/28/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Day
Respondent Lawyers(s): James Robert Day
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Los Angeles, CA
| | |
| 08-00738 | 04/23/2009 | Claimant(s): Bruno Schmidt, Carol Schmidt, Lawrence Casey, Noel Vitug, Rose Vitug, Lawrence Donald Casey IRA, Jr. IRA, Bruno Schmidt & Carol Anne Schmidt
Claimant Lawyers(s): Richard A. Nervig
Respondent(s): Adolf Kohn, Charles Helfrich, Irene Gerold, John Winnick, I.C.R. Financial Center
Respondent Lawyers(s): Adolf F. Kohn, Adolf Kohn, Charles J. Helfrich, Irene Maria Gerold, John F. Winnick
Arbitrator(s): Mandel E. Himelstein, Mary Elizabeth Geerdes, James B. Guillou
Hearing Site: San Diego, CA
| | $423,740 |
| 07-02096 | 02/17/2009 | Claimant(s): David Glazov
Claimant Lawyers(s): D. Aaron Brock
Respondent(s): Ameriprise Advisor Services., Robert Terry
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Mandel E. Himelstein, Harold K. Hunt, Dennis A. Torres
Hearing Site: Los Angeles, CA
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