| 23-02920 | 08/29/2024 | Claimant(s): Roberto De Jesus
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
| | |
| 23-02898 | 08/28/2024 | Claimant(s): Roberto de Jesus Pou
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 22-02807 | 08/27/2024 | Claimant(s): Chrisandra Delesky, Jonathan Provoost
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring
Hearing Site: Jersey City, NJ
|  | Expungement |
| 23-00922 | 08/22/2024 | Claimant(s): William Serralles
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
| | |
| 23-02841 | 08/12/2024 | Claimant(s): Ivan Pelegrina
Claimant Lawyers(s): Sonia M. Lopez del Valle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 23-02768 | 08/09/2024 | Claimant(s): Francis Amsler, Marc Laborde
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 22-02810 | 08/07/2024 | Claimant(s): Sandra Stahlke, William Stahlke
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Michael J. Quarequio, Joseph Benalt, Stephenie Dorris
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-02620 | 08/06/2024 | Claimant(s): Patrick Roth
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez
Hearing Site: Jersey City, NJ
| | Expungement |
| 22-02641 | 08/05/2024 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 23-01860 | 08/01/2024 | Claimant(s): Gail Jabes, Joseph Jabes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Lee Milich, Mark J. McCarthy, Jan Duda Krafczek
Hearing Site: Boca Raton, FL
| | Expungement |
