Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00667 | 11/01/2023 | Claimant(s): Douglas Wall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 23-00338 | 10/31/2023 | Claimant(s): Judson Potter Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 23-00933 | 10/27/2023 | Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 22-02024 | 10/24/2023 | Claimant(s): Scott Parker, Sharon Parker Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Sherry R. Wetsch, Lynne M. Gomez, Ashika S Brinkley Hearing Site: Houston, TX |  | Expungement |
| 23-00046 | 10/20/2023 | Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Leslie Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 22-02940 | 10/20/2023 | Claimant(s): Jose Chaves Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 22-02920 | 10/20/2023 | Claimant(s): Shailesh Negandhi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 22-02585 | 10/19/2023 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-01071 | 10/13/2023 | Claimant(s): Dave Krueckel Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-02218 | 10/13/2023 | Claimant(s): Jeffrey Klotz Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY |