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FINRA Awards for Sharon Parker

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0202410/24/2023Claimant(s): Scott Parker, Sharon Parker
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Sherry R. Wetsch, Lynne M. Gomez, Ashika S Brinkley
Hearing Site: Houston, TX
Checkmark IconExpungement

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